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Hiscox Insurance Company Inc. <br /> HISCOX <br /> encourage courage' <br /> Endorsement 1 <br /> NAMED INSURED:Coqui Taxes <br /> E5034.1 Tax Preparation Services Endorsement Page 1 of 1 <br /> In consideration of the premium charged,it is understood and agreed that the Policy is amended as follows: <br /> 1. In Clause VI. DEFINITIONS,paragraph O.,"Professional Services,"is amended to read as follows: <br /> O. Professional Services means the below listed services performed for others for compensation: <br /> 1. tax preparation services. <br /> 2. Clause III. EXCLUSIONS is amended to include the following at the end thereof: <br /> This Policy does not apply to and We shall have no obligation to pay any Damages, Claim Expenses,or <br /> Supplemental Payments for any Claim: <br /> TP-A. based upon or arising out of any actual or alleged commingling of or inability or failure to safeguard <br /> funds. <br /> TP-B. based upon or arising out of any actual or alleged compilation of audited financial statements. <br /> TP-C. based upon or arising out of any actual or alleged performance or failure to perform audit attestation <br /> services. <br /> TP-D. based upon or arising out of any actual or alleged performance or failure to perform investment <br /> advisory services, including but not limited to the following: <br /> 1. the selection of any investment manager,investment advisory,custodial or similar firm; <br /> 2. the promise or guarantee of the future performance of value of investments,or rate of return <br /> or interest; <br /> 3. the fluctuation in the value of any security; <br /> 4. any failure of investments to perform as expected or desired;or <br /> 5. acting as an investment advisor as defined in Section 202(11)of the Investment Advisors Act <br /> of 1940. <br /> All other terms and conditions remain unchanged. <br /> Endorsement effective: October 12, 2020 Policy No.: UDC-4628554-EO-20 <br /> Endorsement No: 1 <br /> By: Kevin Kemdge <br /> (Appointed Representative) DPL E5034 CW(01/10) <br /> • <br />