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Item 3-Table of Contents <br /> Item 1--Cover Page 1 <br /> Item 2—Material Changes 2 <br /> Item 3-Table of Contents 3 <br /> Item 4—Advisory Business 4 <br /> Description of Advisory Firm 4 <br /> Item 5—Fees and Compensation 8 <br /> Item 6—Performance-Based Fees and Side—by Side Management 10 <br /> Item 7--Types of Clients 10 <br /> Item 8—Methods of Analysis and Investment Strategies 10 <br /> Item 9—Disciplinary Information 13 <br /> Item 10-Other Financial Industry Activities and Affiliations 13 <br /> Item 11—Code of Ethics,Participation or Interest in Client Transactions and Personal Trading 16 <br /> Item 12—Brokerage Practices 17 <br /> Item 13—Review of Accounts 17 <br /> Item 14—Client Referrals and Other Compensation 18 <br /> Item 15-Custody 18 <br /> Item 16—Investment Discretion 18 <br /> Item 17—Voting Client Securities 19 <br /> 3 <br />