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tri <br /> [ ] The Agency is the "beneficial owner," as defined in the Act, of the <br /> securities to be held by the Bank hereunder. <br /> [ ] The Agency is not the beneficial owner of the securities to be held <br /> by the Bank, but is acting as a "respondent bank," as defined in the Act, <br /> with respect to the securities to be held by the Bank hereunder. <br /> IF NO BOX IS CHECKED, THE BANK SHALL ASSUME THAT THE <br /> AGENCY IS THE BENEFICIAL OWNER OF THE SECURITIES. <br /> For beneficial owners of the securities only: <br /> [ ] The Agency objects <br /> [ ] The Agency does not object <br /> to the disclosure of its name, address and securities position to any issuer <br /> which requests such information pursuant to the Act for the specific <br /> purpose of direct communications between such issuer and the Agency. <br /> IF NO BOX IS CHECKED, THE BANK SHALL RELEASE SUCH <br /> INFORMATION UNTIL IT RECEIVES A CONTRARY WRITTEN <br /> INSTRUCTION FROM THE AGENCY. <br /> 42.2 Inventory; Delivery and Redelivery. The Bank shall keep an accurate, <br /> current inventory of all securities held within its custody for the Agency. <br /> The inventory will contain precise identification of each security <br /> including, when applicable, the date of purchase and maturity date; CUSIP <br /> numbers; and other sources of identification. <br /> 42.3 Transactions. The Bank shall assist the purchase of securities and the <br /> sale of securities within its possession, owned by the Agency. When so <br /> instructed,the Bank will: <br /> 42.3.1 Take possession of securities purchased by the Agency, and when <br /> authorized, make payment from the clearing accounts as <br /> established under this Agreement therefor; <br /> 42.3.2 Deliver securities sold or transferred by the Agency to the <br /> appropriate entity or person versus payment; <br /> 42.3.3 Register in its name or in its name as the Bank, securities owned <br /> by the Agency and held in its physical custody or those securities <br /> indicated on the records of the Federal Reserve System, DTC, or <br /> another depository, provided that adequate records are maintained <br /> to identify the actual ownership of the securities by the Agency <br /> Statewide Custody Provider Program <br /> Agreement for Custody Services 20 <br /> 122 <br />