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Plan number 301333 <br /> <br />MissionSquare Retirement Agreement 6 of 12 <br />fees, service fees, compensation for sub-accounting and other <br />services provided based on assets in the underlying third-party <br />mutual fund. These fees are described in the MissionSquare <br />Disclosures and MissionSquare’s fee disclosure statement. In <br />addition, to the extent that third party options are included in the <br />investment line-up for the Plan, MissionSquare receives <br />administrative fees from its third-party settlement and clearing <br />agent for providing administrative and other services based on <br />assets invested in third-party investment options; such <br />administrative fees come from payments made by third-party <br />investment options to the settlement and clearing agent. <br /> <br /> (d) Revenue Received from Investment Options. Neither <br />MissionSquare nor the Employer shall retain recordkeeping <br />revenue received directly from investment options made available <br />under the Plan. MissionSquare shall be compensated from fees <br />collected from the asset-based fee described in Section 7 (b) <br />above. In the event that any Plan investment options do generate <br />recordkeeping revenue from plan investments, MissionSquare <br />shall, as directed by the Employer, credit any and all revenue back <br />to those participant accounts invested in the option in question. <br /> <br />(e) Redemption Fees. Redemption fees imposed by outside <br />investment options in which Plan assets are invested are collected <br />and paid to the investment option by MissionSquare. <br />MissionSquare remits 100% of redemption fees back to the <br />specific investment option to which redemption fees apply. These <br />redemption fees and the individual investment option’s policy with <br />respect to redemption fees are specified in the prospectus for the <br />individual mutual fund and referenced in the MissionSquare <br />Disclosures. <br /> <br /> <br />(f) Payment Procedures. All payments to MissionSquare pursuant to <br />this Section 7 shall be made from Plan assets held by VantageTrust <br />or received from third-party investment options or their service <br />providers in connection with Plan assets invested in such third- <br />party investment options, to the extent not paid by the Employer. <br />The amount of Plan assets administered by MissionSquare shall be <br />adjusted as required to reflect any such payments as are made <br />from the Plan. In the event that the Employer agrees to pay <br />amounts owed pursuant to this Section 7 directly, any amounts <br />unpaid and outstanding after 30 days of invoice to the Employer <br />shall be withdrawn from Plan assets. <br />