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MassMutual 8/18/2017
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MassMutual 8/18/2017
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Entry Properties
Last modified
10/5/2017 9:28:54 AM
Creation date
10/5/2017 9:28:41 AM
Metadata
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Template:
Contracts
Contractor's Name
MassMutual
Approval Date
8/18/2017
Council Approval Date
8/16/2017
Department
Human Resources
Department Project Manager
Sharon DeHaan
Subject / Project Title
Updated MassMutual 457(b) Plan Document
Tracking Number
0000842
Total Compensation
$0.00
Contract Type
Agreement
Retention Period
6 Years Then Destroy
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SECTION IV <br /> INVESTMENT RESPONSIBILITIES <br /> 4.1 Investment of Deferred Amount <br /> Each Participant or Beneficiary shall direct the investment of amounts held in his or her Account <br /> Balance under the Plan among the investment options of the Trust Fund. The investment of <br /> amounts segregated on behalf of an alternate payee pursuant to a Plan approved domestic relations <br /> order(as defined under Code Section 414(p))may be directed by such alternate payee to the extent <br /> provided in such order. In the absence of such direction, such amounts shall be invested in the <br /> same manner as they were immediately before such segregation was made on account of such <br /> order. Each Account Balance shall share in any gains or losses of the investment(s) in which such <br /> account is invested. <br /> 4.2 Investment Election for Future Contributions <br /> A Participant may amend his or her investment election at such times and by such manner and <br /> form as prescribed by the Administrator. Such election will,unless specifically stated otherwise, <br /> apply only to future amounts contributed under the Plan. <br /> 4.3 Investment Changes for an Existing Account Balance <br /> The Participant,Beneficiary,alternate payee,or Administrator may elect to transfer amounts in his <br /> Account Balance among and between those investments available under the Trust Fund at such <br /> times and by such manner and form prescribed by the Administrator, subject further to any <br /> restrictions or limitations placed on any investment by the Administrator to be uniformly applied <br /> to all Participants. <br /> 4.4 Investment Responsibility <br /> To the extent that a Participant,Beneficiary, or alternate payee exercises control over the <br /> investment of amounts credited to his Account Balance,the Employer,the Administrator, and any <br /> other fiduciary of the Plan shall not be liable for any losses that are the direct and necessary result <br /> of investment instructions given by a Participant, Beneficiary or an alternate payee. <br /> 4.5 Default Investment Fund <br /> The Employer shall maintain a Default Investment Fund which shall be held and administered <br /> under the Trust Fund. Any Participant who does not make an investment election on the deferral <br /> agreement provided by the Administrator will have his contributions invested in the Default <br /> Investment Fund until such time he provides investment direction under Sections 4.2 and 4.3. <br /> Additionally,a Beneficiary or alternate payee who does not make an investment election will have <br /> his Account Balance invested in the Default Investment Fund until such time he provides <br /> investment direction under Section 4.3. The interest of each Participant, Beneficiary, or alternate <br /> payee under the Plan in the Default Investment Fund shall be an undivided interest. <br /> 11 <br /> GN- 107672 Specimen 457(b)Plan Document <br /> GPLANLVL—CORRSPND Deferred Compensation Plan <br /> Ver 102011 <br />
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