Laserfiche WebLink
SCHEDULE B <br /> Discretionary Investment Advisory and Non-Discretionary Services Schedule <br /> The parties agree that the Services under this Schedule will commence upon a date as directed by the Plan Sponsor <br /> and mutually agreed to by the parties, as administratively and operationally feasible. <br /> I. General Description of Services <br /> A, Adviser provides a full suite of discretionary and non-discretionary investment advisory services to eligible <br /> Participants as selected by the Plan Sponsor. Such services may include set-up services, communications, <br /> reporting, investment recommendations, and initiation of investment transactions, subject to the terms and <br /> conditions of the Agreement and this Schedule, as the same may be amended in writing by the parties from <br /> time to time. <br /> B. As part of its Services, Adviser provides Participants access by telephone to the telephone call center <br /> (investment adviser representatives available from 7:00 a.m. to 8:00 p.m. Central Time, business days), and <br /> Adviser shall provide Participants, and designated representatives of Plan Sponsor, web access to Plan and <br /> Participant account information,subject to periodic maintenance and system availability. <br /> II.Service Elections <br /> A. Managed Account Service,Online Advice Service and Online Investment Guidance: <br /> 1. As further described in Adviser's Form ADV Brochure, the Managed Account Service provides <br /> discretionary advisory services,consisting of personalized portfolios created by Subadviser based upon <br /> the investment options available in the Plan,to Managed Account Participants.The Managed Account <br /> service allocates enrolled Participant accounts to personalized portfolios,and automatically rebalances <br /> portfolio allocations if Adviser believes rebalancing to be appropriate. <br /> i. Unless otherwise agreed to by the parties,Adviser will construct portfolios using the Plan's core <br /> investment options ("Core Investment Options"),which are those investment options selected <br /> for use in the Plan by Plan Sponsor that provide investment choice under the following asset <br /> categories: Fixed Income/Cash, Bond, Large Cap,Small/Mid Cap, and International. <br /> ii. Core Investment Options do not include any employer stock alternatives or self-directed <br /> brokerage option alternatives. Unless the Plan Sponsor restricts Adviser from selling employer <br /> stock held in an account managed by Adviser,Adviser will liquidate employer stock held in an <br /> account that AAG manages. The Plan must select and at all times maintain Core Investment <br /> Options that cover the broad asset categories in order to utilize the Managed Account Service <br /> and the Online Advice Service. Managed Account Participants may further customize their <br /> portfolio by providing additional information to Adviser by phone or online and such information <br /> shall be considered by Subadviser to determine portfolio recommendations for the Managed <br /> Account Participant. Adviser shall periodically review and rebalance the Managed Account <br /> Participant's portfolio. <br /> iii. A Managed Account Participant may cancel his or her participation in the Managed Account <br /> Service by calling Adviser's representative. Upon a Managed Account Participant terminating <br /> participation in the Managed Account Service, the Managed Account Participant is solely <br /> responsible for the investment of his or her Plan account. <br /> 2. Adviser shall provide access to the Online Advice Service to Participants. For the Online Advice <br /> Service, Adviser shall provide non-discretionary advisory services, consisting of investment <br /> v.02.01.20 12 <br />