Empower 3/9/2022 - Laserfiche WebLink

recommendations created by Subadviser based upon the investment options available in the Plan, to Online Advice Participants. Online Advice Participants shall be responsible for implementing the investment recommendations. Beyond the initial recommendation, Adviser is not responsible for providing additional investment recommendations or the management of an Online Advice Participant's account. The Online Advice Service is only available through websites supported by Great-West and Subadviser. Managed Account Participants are not eligible for the Online Advice Service while participating in the Managed Account Service. 3. If the Plan's investment lineup includes Great-West SecureFoundation Funds, then an online investment guidance tool ("Online Investment Guidance") will be available. Online Investment Guidance is available for use by Participants who wish to manage their own retirement accounts. It is an online tool that provides personalized asset allocation assistance without recommending any one specific fund.There is no fee for using Online Investment Guidance. III,Advisory and Portfolio Management Services Fees Managed Accounts per Participant Annual Fee Account Managed Account Balance Annual Fee First$100,000 of account balance 0.50 % Next$150,000, up to$250,000 account balance 0.40 % Next$150,000, up to$400,000 account balance 0.30 % Amounts greater than $400,000 0.20 % For example, if a Participant's account balance subject to the Managed Account service is $50,000, the fee is 0.50% of the account balance. If the account balance subject to the Managed Account service is $500,000, the first$100,000 will be subject to a fee of 0.50%,the next$150,000 will be subject to a fee of 0.40%,the next$150,000 will be subject to a fee of 0.30%, and amounts over$400,000 will be subject to a fee of 0.20%. IV.Communication and Ongoing Maintenance A. Communication and ongoing maintenance includes monitoring the use of Services, and integrating Services communications into the Plan's overall communications campaign, including enrollment materials,forms, web site, and group meetings. B. As part of a Participant's enrollment in the Managed Account service, the Participant will receive the Managed Account service welcome kit shortly after enrollment. The Participant will receive an Annual Kit shortly after their birthday. Each kit provides the participant an update on their account and reaching their retirement goals.Standard materials may include a discussion of Services in enrollment/education materials, print/email communications specific to the Services, on the web site, and/or in personalized Participant materials.Additional or custom Participant communications materials may be used by Adviser and may be paid for by Adviser, Great-West or the Plan Sponsor. Such additional or custom communications may include targeted marketing techniques based upon participant demographical and/or account data(including but not limited to age, income, deferral rates, current investment elections)to identify Participants who may benefit from participation in the Managed Account service. C. Plan Sponsor agrees to conduct, (at no additional charge to Plan Sponsor), an education/enrollment campaign as part of the rollout of the Services to all eligible Participants and an annual campaign thereafter.The campaign materials will be provided to each Participant and may include, but are not limited to a descriptive brochure, descriptive letter from Plan Sponsor,enrollment form,follow-up communication and other appropriate materials. Participants can enroll in the Managed Account Service through an online website(accessed through the Plan's v.02.01.20 13