Washington State Department of Licensing 1/30/2026

ATTACHMENT B: COMPLIANCE MATRIX Licensing Endorsements and Traffic Safety Violations Matrix 2Department of Licensing Page 16 of 36 Contract No. K9319 Compliance Matrix Overview: 1. DOL is the authority in determining who is authorized to conduct Third Party Testing under this agreement and reserves the right to evaluate each circumstance and determine the proper course of action in all cases of contract breach. The Compliance Matrix is offered as an outline of typical responses to various breaches. 2. Violations will generally be handled in accordance with the respective matrix for each violation, to determine the level of severity of violation and possible corrective action. 3. If a Stop-Process violation by the Contractor is observed during a Skills Performance Audit, the DOL auditor may intervene to complete the examination for the Applicant and the Contractor may not be allowed to continue the examination or any other subsequent exams that day. 4. In the event the Contractor violates the terms of this contract DOL may: a) Issue a written corrective action notice. The Contractor may be allocated a period of time in which to take corrective action. If the Contractor is required to submit a resolution action plan, DOL will review the plan for feasibility. If the plan is not feasible, DOL will determine the appropriate corrective action. b) Suspend authorization under this contract c) Terminate this contract. DOL retains sole discretion in determining which corrective actions the contractor is required to take to correct audit findings or regain testing authorization. 5. If Contractor disagrees with violations and/or corrective action, Contractor may request a review of the findings and corrective action within ten (10) Business Days. The review will be conducted by a DOL representative within ten (10) Business Days. DOL will notify Contractor if additional time is needed. Docusign Envelope ID: 4798BD77-1E90-44A1-9098-432C0EDF7393