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participant website or enrollment site), Adviser's investment adviser representatives or by returning an enrollment form. V.Addition of New Plans Tax-deferred plans not listed at the top of the Schedule A that are added to Plan Sponsor's program after the effective date will not be included in this Agreement,and will be subject to additional fees. VI. Limitations and Investment Option Changes Services will have limited capabilities for purposes of enrollment, rebalancing or reforecasting for approximately up to at least ten (10) business days following changes to the investment option lineup. Other functionality will be available during this time. Adviser and Subadviser need to conduct a new analysis of the available investment option array to accommodate these changes.This analysis will take approximately 10 business days, during which time, Online Investment Advice, and the Managed Account service will not be available for Participant use. Once the analysis is complete, Online Investment Advice and the Managed Account service will once again be available. VII. Plan Sponsor Directed Enrollment of Participants A. While this Agreement assumes that enrollments of Participants will be performed primarily on an "opt-in" basis such that Participants must voluntarily enroll in the Services described herein, the Plan Sponsor may also desire that Adviser's services be implemented for a selected group of Participants on an"opt-out"basis, pursuant to Plan Sponsor's instruction to Adviser. These opt-out events may occur at the time when the Plan begins receiving recordkeeping services from Adviser's affiliated recordkeeping provider, or on some other occasional or periodic basis. This section of the Agreement will refer to the group of Participants designated for out-out enrollment as"Enrolling Participants." B. For avoidance of doubt, in the event that Plan Sponsor seeks to implement the Managed Account Service as a default investment for Participants, the designation of the Managed Account Service as a default investment will be executed through documentation separate from this Schedule. C. The Plan Sponsor will designate the population of Enrolling Participants through separate instructional documents provided to Adviser or its affiliated recordkeeper. D. Adviser or its affiliated recordkeeper will notify Enrolling Participants of their automatic enrollment into the Managed Account Service at least two times. At least one enrollment notification will take place in advance of the automatic enrollment to give Enrolling Participants adequate opportunity to assess whether to opt-out of the enrollment process. Each Enrolling Participant actually enrolled in the Managed Account Service will be sent materials confirming Managed Account Service enrollment by Adviser shortly after enrollment processing. E. Enrolling Participants may elect not to participate in the Managed Account Service through the methods described in enrollment notifications provided to Participants, such as by calling Adviser to opt-out, or by declining enrollment through Adviser's internet interface. Additionally, if a Participant has made a financial or investment election on their account after enrollment notification, but prior to the automatic enrollment process into the Managed Account Service, the Participant will not be enrolled. F. In the event that Enrolling Participants are automatically enrolled when the applicable Plan converts onto the recordkeeping platform provided by Adviser's affiliated recordkeeper, Enrolling Participants' accounts will become actively managed by the Managed Account Service shortly after assets are transferred from the prior recordkeeper. For the short period between asset transfer from the prior recordkeeper until Adviser can assume active management of the account, Enrolling Participants' accounts will be invested in similar investments as were held at the prior recordkeeper, pursuant to mapping instructions received by the Plan v.02.01.20 14